CON-20-115 Consultancy & Skilled Persons Framework

66171000

Financial consultancy services

79400000

Business and management consultancy and related services

Advice, skills and technical expertise in client assets and safeguarding. This will include skills, experience and expertise in areas such as, but not limited to: •Client Assets (CASS) and SUP 16 in the appropriate regulator’s Handbook, including governance, regulatory reporting and systems and controls arrangements associated with client assets. •Safeguardi...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing whether firms have effective purpose, governance arrangements, leadership and approaches to people and how these support a healthy culture that mitigates potential harm to customers or markets and/or safety and soundness and/or operational resilience This should include, but not be limited to knowledge of r...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing whether firms have effective controls and risk management frameworks, including identification and control arrangements to identify and mitigate risks in their business models (including outsourcing arrangements); taking a risk based approach to deliver fair outcomes for customers and/or safety and soundnes...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing: •the fair treatment of customers, including: design and distribution of financial products, pricing, marketing and advertising, customer communications, quality of advice, sales practices, management of conflicts of interest, complaints handling, conduct of business rules and guidance, collections and arre...

Delivery: United Kingdom

Advice, skills and technical expertise in financial crime, anti-money laundering, anti-bribery and corruption, sanctions, cryptocurrency and payments solutions, tax evasion, market abuse (including insider dealing and market manipulation), and governance of these areas. This will include skills, experience and expertise in the provision of advice, assessing...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing whether firms have effective prudential arrangements and how these support safety and soundness and/or operational resilience. This should include, but not be limited to knowledge of relevant national and international regulatory requirements, standards, guidelines and industry best practice and experience...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing whether firms have effective prudential arrangements and how these support safety and soundness and/or operational resilience, and/or policyholder protection. This should include, but not be limited to knowledge of relevant national and international regulatory requirements, standards, guidelines and indust...

Delivery: United Kingdom

Advice, skills and technical expertise in evaluating whether solo-regulated firms are accurately assessing adequate financial resources to ensure they meet threshold conditions and on-going regulatory requirements. This will require skills, experience and expertise across different prudential regimes, the FCA Handbook, International Accounting Standards, Int...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing whether firms have effective technology and information management systems, and how these support an appropriate culture and/or safety and soundness policy holder protection and/or operational resilience. This should include but not be limited to knowledge of national and international regulatory requiremen...

Delivery: United Kingdom

The provision of services by a supplier with CREST accreditation for the delivery of CBEST-Threat Intelligence services

Delivery: United Kingdom

The provision of services by a supplier with CREST accreditation for the delivery of CBEST- Penetration Testing services

Delivery: United Kingdom

The provision of credit opinions to the standard of public issue credit ratings on financial assets. The service is to be provided by a credit rating agency that is registered or certified in accordance with CRA regulation.

Delivery: United Kingdom

This lot is divided into specialisms. Suppliers will not need to be able to deliver all specialisms and may be awarded a place on the framework for specific specialisms. The specialisms are as follows: Risk/Risk Management; HR Strategy; Financial, Economical and Policy Related; Business Consultancy; Technology; Forensic Accountancy / General Investigations;...

Delivery: United Kingdom

This will include skills, experience and expertise in areas such as, but not limited to: •Client Assets (CASS) and SUP 16 in the appropriate regulator’s Handbook, including governance, regulatory reporting and systems and controls arrangements associated with client assets. •Safeguarding requirements as set out in the Payment Services Regulations 2017 and E-...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing whether firms have effective purpose, governance arrangements, leadership and approaches to people and how these support a healthy culture that mitigates potential harm to customers or markets and/or safety and soundness and/or operational resilience This should include, but not be limited to knowledge of r...

Delivery: United Kingdom

Advice, skills and technical expertise in assessing whether firms have effective controls and risk management frameworks, including identification and control arrangements to identify and mitigate risks in their business models (including outsourcing arrangements); taking a risk based approach to deliver fair outcomes for customers and/or safety and soundnes...

Delivery: United Kingdom